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2391 条内容

数学进展、研究者文章与数学 × AI。

  1. arXiv · 优化与控制Stefano Cipolla, Fabio Durastante预印本公告修订 · v2

    Pauli-Sparse regularised Counterdiabatic Shortcuts for Linear-Ramp QAOA

    Combinatorial optimization is a leading target for quantum algorithms, but finite-depth QAOA can suffer from strong diabatic errors when the interpolation Hamiltonian has small, or exponentially small, spectral gaps. We propose a Pauli-sparse counterdiabatic extension of linear-ramp QAOA based on the regularised adiabatic gauge potential (LH2+ηI)Aλ(η)=−iLH(∂λH),LH(X)=[H,X]. \bigl(\mathcal L_H^2+\eta I\bigr)A_\lambda^{(\eta)} = -\mathrm{i}\mathcal L_H(\partial_\lambda H), \qquad \mathcal L_H(X)=[H,X]. Instead of computing a dense AGP, we solve this equation approximately by an inexact conjugate-gradient method in Pauli coordinates, truncating the Pauli expansion during the iteration to obtain a gate-budget-aware set of implementable rotations. The selected support is then improved by a Galerkin refit and certified by an a posteriori residual bound. The regularization parameter η\eta acts as an energy-resolution scale: it suppresses transitions below η\sqrt{\eta} while retaining larger-gap transitions. Thus, the method can avoid resolving exponentially small splittings inside a low-energy solution manifold while reducing leakage away from it. Numerical experiments on Ferromagnetic Chain (FC) and perturbed FC--MaxCut/MarketSplit instances show that the resulting LR-CD-QAOA ansatz improves approximation ratios over the uncorrected linear ramp, especially in regimes where LR-QAOA remains far from the optimum. Overall, the proposed regularized LR-CD-QAOA framework substantially broadens the practical applicability of QAOA to QUBO optimization by improving its robustness across heterogeneous problem landscapes, including instances with near-degenerate low-energy structures and small spectral gaps.

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  2. arXiv · 优化与控制Sharan Srinivasan, Berke M. Turkay, Harsha Honnappa预印本公告修订 · v2

    The BAR-SOT Method: Long-term Average Cost Control as Stochastic Optimal Self-Transport

    We reformulate average-cost (ergodic) control of a Markov jump process as a finite-horizon stochastic optimal transport (SOT) problem that jointly optimizes over the controlled evolution and the marginal law from which it starts and returns to (i.e., a self-transport). The constraint relating the marginal flow to the controlled generator is the basic adjoint relationship (BAR), so we call the resulting problem BAR-SOT. For any time horizon T>0, its optimal value is a constant scaling of the long-run average-cost rate. We give three equivalent formulations (through controlled processes, a Fokker--Planck constraint, and relaxed marginal measures) and show that the optimal dual is a stationary potential plus a term linear in time, with slope equal to the rate. A relative-entropy penalty on the control yields a cost-tilted Schrodinger bridge problem, computable by a Sinkhorn-type iteration when every transition rate is controlled, whose value converges to the unregularized optimum as the penalty vanishes. We develop the theory for finite Markov decision processes and then for general controlled Markov jump processes. A neural parametrization of the dual, trained as a physics-informed neural network (PINN), that encodes Harrison's equivalent-workload formulation (see Harrison 2000) matches the strong reinforcement-learning baseline of Dai and Gluzman (2022); numerically conditioning the fit of a sub-dominant transverse correction then improves on both that baseline and the best priority heuristic. On the input-queued switch, a graph-attention parametrization of the dual improves on the strongest matching heuristic we are aware of, with a parameter count that does not grow with the switch size.

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  3. arXiv · 逻辑与形式化Bente Gortworst, Cem Okulmus, Magdalena Ortiz, Anni-Yasmin Turhan预印本公告修订 · v3

    Shapes from Examples: Foundations of Shape Learning in Recursive SHACL

    SHACL shapes enable data graph validation, making automatic shape learning essential for knowledge graph applications. We investigate the well-known fitting approach to this task: given sets P and N of positive and negative example nodes from an input graph, compute a shape expression C, possibly using shape names defined in a recursive shape catalogue, that validates at every node in P and none in N. We focus on the case where C is written in a core fragment of SHACL corresponding to the Description Logic ELI*. For the catalogue, we consider the well-founded, stable, and supported semantics. We address fitting existence and most specific fitting computation, establish tight exponential-time upper bounds for both problems, and obtain polynomial bounds for relevant special cases.

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  4. arXiv · 数论与代数Yotam Svoray预印本公告修订 · v3

    Bounds on the F-Pure Threshold of Isolated Hypersurface Singularities

    We obtain bounds for the FF-pure threshold of isolated hypersurface singularities over an algebraically closed field of positive characteristic pp in terms of classical singularity invariants. For an irreducible plane curve whose value semigroup has first two generators β0,β1\beta_0,\beta_1, we show that the FF-pure threshold is at most 1β0+1β1\frac{1}{\beta_0}+\frac{1}{\beta_1} and differs from it by less than 1gcd⁡(β0,β1)p\frac{1}{\gcd(\beta_0,\beta_1)p}, with equality when certain base-pp digits add without carrying, and we give an example showing that higher weighted-order terms can change the FF-pure threshold. We also conjecture a lower bound in terms of the Milnor number, and prove it for semi-quasi-homogeneous singularities, for all plane curves, and whenever the number of variables exceeds pp. In particular, it holds in characteristic 22. As applications, we reprove Igusa's formula for the log canonical threshold of a complex plane branch (with integer coefficients), prove the conjecture of Musta\c{t}\u{a}, Takagi and Watanabe for such branches, and bound the log canonical threshold of complex isolated hypersurface singularities.

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  5. arXiv · 分析与方程El-Mahdi Nafia, Aziz El Ghazouani, M'hamed El Omari预印本公告v1

    Chaos of Caputo derivative

    We study bounded realizations of Caputo differentiation on coefficient Banach spaces of fractional power series. The main contribution is an explicit quantitative analysis of local approximation and periodic reconstruction. We determine the least possible simultaneous error in the initial displacement and the prescribed target. The optimal value is attained, and a minimizing perturbation is given explicitly. We also solve the exact-arrival problem and establish uniqueness of its least-norm solution. These formulas provide computable approximation times and identify the sharp threshold for hypercyclicity, mixing and Devaney chaos. Every periodic point is described by a finite block whose geometric repetition yields exact norm formulas. The resulting approximations attain any prescribed sufficiently large minimal period near any given vector. For distinct positive powers, a simultaneous block construction gives quantitative error estimates and the same sharp threshold for disjoint mixing. Compact embeddings relate the Banach realizations to the Mittag-Leffler-Caputo Fr\'echet space. They also exhibit dense stable invariant subspaces inside chaotic realizations. The local approximation condition is a norm formulation of classical transitivity. Its quantitative evaluation, together with explicit periodic and simultaneous reconstruction, provides the central results of the study.

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  6. arXiv · 计算与应用Michele Benzi, Marco Feder, Luca Heltai, Federica Mugnaioni预印本公告v1

    A unified variational framework for augmented Lagrangian preconditioning of saddle point systems: applications to mixed-dimensional and fictitious domain methods

    We present a general framework to derive augmented Lagrangian preconditioners for saddle point systems arising from mixed finite element discretizations. Our approach is based on augmenting the variational formulation at the continuous level prior to discretization, providing a unified strategy for designing efficient preconditioners that are robust under mesh refinement for a broad class of problems leading to symmetric saddle point systems. The robustness of the proposed preconditioners is established through a detailed spectral analysis. This framework is applied to different model problems, focusing on mixed-dimensional and fictitious domain formulations involving Lagrange multipliers, with some configurations featuring large coefficient jumps. Extensive numerical experiments on different test cases and geometries are presented, validating the effectiveness and robustness of our preconditioners when used in conjunction with flexible GMRES.

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  7. arXiv · 数论与代数Chunhui Liu预印本公告修订 · v3

    On the rational points in conics of a cubic surface

    We study rational and integral points lying on finite collections of conics on non-ruled cubic surfaces over a number field. We extend the global determinant method to hypersurfaces in linear subvarieties, retaining dependence on the height of their Cayley forms. The universal Deligne pairing identifies the Chow line bundle on a residual conic pencil with three times of the universal bundle. Uniform bounds for cubic curves then control the number of conics of bounded height and give uniform estimates for their contribution to auxiliary coverings.

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  8. arXiv · 数论与代数Daniel Chan, Adam Nyman预印本公告修订 · v2

    Three-periodic helices on elliptic curves and their associated regular algebras

    Let kk denote an algebraically closed field of characteristic zero and let XX denote a smooth elliptic curve over kk. Given a three-periodic elliptic helix E‾\underline{\mathcal{E}} of vector bundles over XX with endomorphism Z\mathbb{Z}-algebra End⁡E‾\operatorname{End} \underline{\mathcal{E}} and quadratic cover Snc(E‾)\mathbb{S}^{nc}(\underline{\mathcal{E}}), we prove that End⁡E‾\operatorname{End} \underline{\mathcal{E}} is the quotient of Snc(E‾)\mathbb{S}^{nc}(\underline{\mathcal{E}}) by a degree three family of normal elements, generalizing a result of the authors to the case in which dim⁡(End⁡E‾)i,i+1\operatorname{dim }(\operatorname{End} \underline{\mathcal{E}})_{i, i+1} isn't a constant function of ii. We then show that End⁡E‾\operatorname{End} \underline{\mathcal{E}} is noetherian if and only if it has polynomial growth, and in this case, the ranks of any three consecutive bundles in the helix are a Markov triple. Furthermore, in this case Snc(E‾)\mathbb{S}^{nc}(\underline{\mathcal{E}}) is a noetherian GK-three Z\mathbb{Z}-algebra which is Proj{\sf Proj }-equivalent to an elliptic algebra. We conclude the paper by constructing several new families of elliptic helices with exponential growth.

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  9. arXiv · 分析与方程Daniele Galli, Eleonora Passaglia, Andrea Ulliana预印本公告修订 · v2

    Geometric Properties of Higher Dimensional Solenoidal Attractors

    We study the skew product systems T:S1×Rd→S1×RdT: \mathbb{S}^1\times\mathbb{R}^d \to \mathbb{S}^1 \times\mathbb{R}^d, T(x,y)=(ℓx,Ay+ϕ(x)),\begin{equation*} T(x,y)=(\ell x, A y+\phi(x)), \end{equation*} where ℓ≥2,\ell\geq 2, A∈GLd(R)A \in GL_d(\mathbb{R}) with ρ(A)<1\rho(A)<1, and ϕ∈Cr(S1,Rd)\phi \in C^r(\mathbb{S}^1, \mathbb{R}^d), with r>(d+3)/2.Weallowthefiberstohaveanydimensionandr>(d+3)/2. We allow the fibers to have any dimension and Atobenon−conformal.Weshowthat:when to be non-conformal. We show that: when |\det(A)|\ell<1,foralmostevery, for almost every \phi,theHausdorffdimensionofthesolenoidattractorandtheSRBmeasureequal1+theaffinitydimension;when, the Hausdorff dimension of the solenoid attractor and the SRB measure equal 1+ the affinity dimension; when |\det(A)|\ell>1,foralmostevery, for almost every \phi$, the SRB measure is absolutely continuous. In the latter case we investigate the Sobolev regularity of the density of the SRB measure. We introduce a derivative dispersion condition, replacing the usual transversality condition.

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  10. arXiv · 几何与拓扑Fan Ye预印本公告修订 · v2

    An infinity-categorical TQFT from instantons

    In this paper, we lift the instanton TQFT from ordinary categories to the ∞\infty-categorical setting by constructing a functor CI:BI∂⟶DCI:\mathrm{BI}^{\partial}\longrightarrow\mathsf{D} from an ∞\infty-cobordism category BI∂\mathrm{BI}^{\partial} for instantons to an ∞\infty-derived category D\mathsf{D} of 22-periodic chain complexes. The construction of BI∂\mathrm{BI}^{\partial} is a modification of the ∞\infty-cobordism category Bord4\mathrm{Bord}_4 introduced by Lurie and by Calaque--Scheimbauer using complete Segal spaces. The target ∞\infty-category D\mathsf{D} is obtained via the dg nerve of the dg category of 22-periodic chain complexes of finitely presented projective Z\mathbb{Z}-modules. The information encoded by the functor CICI was already developed by Kronheimer--Mrowka using families of metrics on cobordisms. Our reinterpretation in terms of ∞\infty-categories conceptually simplifies the construction of the hypercube complexes underlying the link spectral sequence. This viewpoint also clarifies hyperbox complexes and compression in Manolescu--Ozsv\'{a}th's work, and possible A∞A_\infty-structures, especially their signs and higher coherence. In addition, we lift the generalized cap product μ\mu-operators in instanton Floer homology to the chain level and construct explicit homotopies and higher homotopies establishing the commutativity of multiple μ\mu-operators in even degrees.

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  11. arXiv · 逻辑与形式化Yi Wang预印本公告修订 · v2

    Coanalytic subfields and bases of prescribed dimension

    Assuming V=LV=L, we construct proper coanalytic subfields of R\mathbb{R} and coanalytic Hamel and transcendence bases of every possible Hausdorff dimension, uniformly in the relevant parameters. There is a single lightface Π11\Pi^1_1 set G⊆[0,1]×RG\subseteq[0,1]\times\mathbb{R} whose sections AαA_\alpha are proper subfields with dim⁡HAα=α\dim_{\mathrm H}A_\alpha=\alpha, form a strictly increasing chain, and satisfy Aα=⋃β<αAβA_\alpha=\bigcup_{\beta<\alpha}A_\beta for α>0\alpha>0. For every n≥1n\ge1, every countable subfield K⊆RK\subseteq\mathbb{R} and every s∈[0,n]s\in[0,n], we construct a coanalytic Hamel basis of Rn\mathbb{R}^n over KK of Hausdorff dimension ss. Likewise, for every countable subfield K⊆CK\subseteq\mathbb{C} and every s∈[0,2]s\in[0,2], we construct a coanalytic transcendence basis of C\mathbb{C} over KK of Hausdorff dimension ss. In each case, the bases are sections of a single lightface Π11\Pi^1_1 relation, uniformly in codes for the coefficient field and in the prescribed dimension, as well as in nn for Hamel bases. More generally, we prove a uniform theorem for suitably coded families of pregeometries on Euclidean spaces. The constructions combine Cantor sets of controlled dimension with hyperarithmetic coding and coanalytic transfinite recursion. The complexity is optimal: proper subfields of R\mathbb{R} of positive Hausdorff dimension and bases of the stated kinds cannot be analytic.

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  12. arXiv · 计算与应用Daochang Zhang, Yue Zhao, Jingqian Li预印本公告v1

    A Fast Algorithm for Quaternion Tensor Singular Value Decomposition under the T-product

    Quaternion tensor singular value decomposition (T-SVD) under the T-product provides a framework for analyzing multidimensional quaternion data. However, the T-SVD construction of Pan and Ng (SIAM J. Matrix Anal. Appl., 2024) \cite{PanNg2024} contains a structural gap: an unrestricted quaternion matrix SVD need not preserve the paired Fourier block structure required for tensor factor recovery, potentially leading to loss of T-unitarity and inaccurate reconstruction. To address this issue, we develop a structure-preserving construction that transforms each paired quaternion block into a complex matrix and maps its complex SVD factors back to quaternion factors with the required structure. This construction corrects the proof of \cite[Theorem 4]{PanNg2024} and leads to a corrected version of \cite[Algorithm 2]{PanNg2024}, hereafter referred to as the ``corrected algorithm'', ensuring T-unitary tensor factors and an f-diagonal core for arbitrary third-order quaternion tensors. A numerical counterexample demonstrates the failure of \cite[Algorithm 2]{PanNg2024} and verifies the corrected algorithm at machine precision. Notably, we propose a fast structure-preserving algorithm, Algorithm~\ref{alg:t-fast}, and compare it numerically with the corrected algorithm. The experimental results show that Algorithm~\ref{alg:t-fast} reduces the decomposition time while maintaining near-machine-precision accuracy. Furthermore, its application to color video encryption yields high reconstruction quality, favorable ciphertext statistics, and stability under input perturbations.

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  13. arXiv · 组合与概率Jason Miller, Wendelin Werner预印本公告v1

    On the direct SLE-martingale approach to the integrability of Conformal Loop Ensembles

    This paper is about the derivation of "integrability results" (i.e., for example, explicit formulas for the probability of events involving a few marked points) for Conformal Loop Ensembles, that are the (conjectured) scaling limits of discrete crititical planar lattice models from Statistical Physics. We discuss the explicit solutions to the PDEs provided by the original SLE/CLE martingale approach that AI now makes it possible to uncover. This provides short and direct new proofs of a number of formulas that have recently been derived based on Liouville quantum gravity, conformal field theory or Coulomb gas methods, and also makes it possible to derive some new ones. We briefly illustrate this with the examples of the backbone exponent and annulus crossing probabilities for critical percolation, but this direct approach seems to apply to a wide class of observables of two-dimensional systems related to conformal field theories.

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  14. arXiv · 组合与概率Seoyeon Yang, Allan Sly预印本公告修订 · v2

    Information Percolation and cutoff for Potts Glauber Dynamics

    We prove cutoff with an O(1)O(1) window for the continuous-time heat-bath Glauber dynamics of the ferromagnetic qq-state Potts model on the discrete torus Λn=(Z/nZ)d\Lambda_n=(\mathbb Z/n\mathbb Z)^d at sufficiently high temperature. More precisely, for every fixed d≥2d\ge2 and q≥3q\ge3, there exists β0=β0(d,q)>0\beta_0=\beta_0(d,q)>0 such that, for 0<β<β00<\beta<\beta_0, the cutoff occurs in an optimal O(1)O(1) window centered at t⋆=t⋆(n):=12rlog⁡∣Λn∣, t_\star=t_\star^{(n)}:=\frac{1}{2\mathfrak{r}}\log |\Lambda_n|, where r∈(0,1)\mathfrak{r}\in(0,1) is the exact exponential decay rate of the one-site color bias. Thus, the mixing time is determined up to an additive O(1)O(1). It is characterized by the time at which the macroscopic color-density bias from the monochromatic initial condition enters the scale of equilibrium fluctuations. Moreover, our proof shows that the monochromatic initial condition uniquely maximizes the color bias. This is the first implementation of information percolation to prove cutoff for a non-monotone spin system. On a transitive graph, information percolation naturally gives an upper bound on the mixing time of one half of the grand coupling time which is sharp for the Ising model. However, for many non-monotone systems including the Potts model, this misses additional averaging over the update histories giving an upper bound that is off by a constant multiplicate factor. We develop a new framework that treats the information percolation histories as random polymers and show how to average over them to give the effective bias from the initial condition. This accounts for all the additional mixing, recovering a sharp upper bound and cutoff. We believe this approach will be applicable in a much wider range of settings.

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  15. arXiv · 组合与概率Jinglin Wang, Xiaolin Zeng预印本公告修订 · v2

    Exponential decay of fractional moments in the H2∣2H^{2|2} model on Z2\mathbb Z^2

    For the H2∣2H^{2|2} model on Z2\mathbb Z^2, we show that, at energy zero, the fractional moments of Green functions, E[G(x,y)s]\mathbb E[ G(x,y)^s] decay exponentially in the distance between xx and yy, for every constant edge weight W>0W>0 and every 0<s<1/20<s<1/2. Here G G is the infinite-volume Green function of the associated random Schr\"odinger operator. The main ingredient is a quantitative lower bound on the derivative of the mean effective conductance with respect to the edge weights.

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  16. arXiv · 分析与方程Yong Li, Yuchen Zhang预印本公告v1

    Octonionic and Monogenic Completions of Harmonic Functions

    Let Ω⊂Rn\Omega\subset\mathbb{R}^n be a domain, with n≥2n\ge2. We characterize the real-valued harmonic functions that can occur as prescribed real components of monogenic functions. For any fixed nonzero real Clifford module MM and any fixed unit vector s∈Ms\in M, a smooth real-valued function hh can be written as h=⟨F,s⟩h=\langle F,s\rangle with FF monogenic if and only if the (n−1)(n-1)-form ∗dh*dh is exact. Consequently, every real-valued harmonic function on Ω\Omega admits such a representation if and only if HdRn−1(Ω)=0H_{\mathrm{dR}}^{n-1}(\Omega)=0. In dimension eight, the same exactness criterion characterizes the real parts of octonionic regular functions and yields the corresponding equivalence with HdR7(Ω)=0H_{\mathrm{dR}}^7(\Omega)=0. The proofs use global solvability of the Poisson equation and elementary identities for differential forms.

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  17. arXiv · 几何与拓扑Antonio Trusiani预印本公告修订 · v2

    On the transcendental Yau-Tian-Donaldson Conjecture

    We prove the (uniform) Yau-Tian-Donaldson Conjecture for transcendental K\"ahler classes in the case of trivial automorphisms. Indeed, we show the existence of Special K\"ahler Fujita Approximations of big cohomology classes associated to big test configurations, establishing the equivalence between the uniform KK-stability and the strengthened version for models. More generally, we show that any big cohomology class on a compact K\"ahler manifold admits such Special K\"ahler Fujita Approximations: the volume and the analogue of the Riemann-Roch coefficient of the big class are both approximated by those of K\"ahler classes on higher compactifications.

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  18. arXiv · 计算与应用Qian Zhang, Shanqing Liu, Jerome Darbon, George Karniadakis预印本公告v1

    A Transformer-based Approach for Real-time Multi-agent Path Planning with Varying Initial/Final Conditions

    We address the problem of real-time multi-agent path planning under prescribed initial and final configurations, formulated as a high-dimensional optimal control problem subject to inter-agent collision avoidance and obstacle constraints. Classical solvers based on the Hamilton--Jacobi--Bellman equation or Pontryagin's maximum principle (PMP) become computationally intractable as the number of agents grows, due to the curse of dimensionality and the non-convexity introduced by interaction constraints. We propose OCFormer, a transformer-based neural network that parameterizes the inverse of a coordinate transformation mapping a simple, analytically tractable latent space, in which agents evolve independently under a decoupled Hamiltonian, to the physical space of the coupled, interacting system. The model is trained by minimizing a physics-informed loss comprising the Hamiltonian ODE residual from the PMP and a boundary matching term, without requiring pre-computed trajectory data. The self-attention mechanism endows OCFormer with permutation equivariance over agents, a structural symmetry that prior symplectic network approaches do not natively enforce. When trained on a distribution of boundary conditions, the amortized OCFormer produces near-optimal trajectories for unseen initial and final configurations in a single forward pass (∼\sim220ms), enabling real-time inference without retraining. We further introduce a lightweight transfer learning framework that adapts a pretrained OCFormer to out-of-distribution perturbations in seconds via L-BFGS fine-tuning. Numerical experiments on two- and three-dimensional multi-agent navigation with up to 128 agents demonstrate the scalability and efficiency of the proposed approach.

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  19. arXiv · 组合与概率Julian Zazueta-Obeso预印本公告v1

    Combinatorial formulas for the multivariate Markov-Krein transform

    In this work, we study the Markov--Krein correspondence in both the univariate and multivariate settings. Our main result provides an explicit moment--moment formula expressing the multivariate moments of the inverse Markov--Krein transform in terms of the multivariate moments of the Markov-Krein transform via cyclic interval partitions. We also derive moment--cumulant relations involving classical, Boolean and free cumulants.

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  20. arXiv · 计算与应用Matthew McCurdy预印本公告v1

    A second-order linear decoupled scheme with a relaxed zero-energy variable for Rayleigh-B\'enard convection

    We construct a second-order, linear, and fully decoupled scheme for Rayleigh--B\'enard convection between Navier-slip walls. The nonlinear terms are treated explicitly and multiplied by a scalar with exact value 11 and no energy contributed to the continuous problem. As a result, each BDF2 step, with a rotational pressure correction, solves only constant-coefficient linear problems. For the time discretization, we prove that, for any time-step, the energy decays when the walls have equal temperatures, under a condition on the thermal weight, and the energy is bounded on finite time intervals when heated from below. Relaxing the scalar towards 11 preserves both estimates. Energy stability does not control the accuracy of the scalar; the velocity and temperature fields are computed with its unrelaxed value, whose deviation from 11 scales like (E/C)(δt/τ)3(E/C)(\delta t/\tau)^3 for kinetic energy EE, time-scale τ\tau of the flow, and weight CC of the scalar equation. In our tests, choosing CC comparable to EE keeps this deviation small and doubles the largest time-step for which steady rolls are reproduced to a relative difference of 10−810^{-8}. With Taylor--Hood elements, we observe second-order convergence in time, recover the critical Rayleigh numbers, and match published Nusselt numbers to within 0.5%0.5\%. A three-dimensional implementation passes corresponding validation tests.

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